401(k) and Retirement Plans

Soundmark offers its services to individual investors, as well as to 401(k) and retirement plans. The confidence we have in our investment philosophy allows us to be an ERISA Section 3(38) Investment Advisor for many of our plans, taking fiduciary responsibility for selecting the investment options for the retirement plans we work with.

Depending upon the client’s needs, our services may include:

  • The development, monitoring and updating of an Investment Policy Statement
  • Utilization of low-cost, asset class or index-style mutual funds
  • Providing a full menu of diversified investment options which are packaged to model various diversified portfolios
  • Ongoing trustee communication
  • Employee communication and education
  • Transparent fee structure and reporting